# 6 = Volume 2, Part 2 = July 1975
On David Ketterer's New
Worlds for Old
NOTE. The following discussion of David Ketterer's New
Worlds for Old: The Apocalyptic Imagination, Science Fiction and American
Literature1 derives from papers delivered by Mr. Canary, Mr.
Fredericks, and Ms. Le Guin at a session chaired by Robert C. Galbreath at the
1974 SFRA Conference at the University of Wisconsin, Milwaukee.
ROBERT H. CANARY. NEW WORLDS FOR OLD?
David Ketterer has set himself three goals in New Worlds for Old:
first, to convince "more teachers of literature...that science fiction is a
viable area of study" by demonstrating that SF novels "can open up to
intense critical scrutiny just as Moby Dick can" (p. x); second, "to
emphasize the considerable concordance that exists between all science fiction
and the characteristics of American literature generally and the American
experience" (p. x); third, to make "not only a contribution to the
understanding of science fiction and American literature but also a contribution
to literary theory" (p. xi). Our evaluation of Ketterer's book presumably
depends on how well we think he has met these goals.
It is too early to say whether Ketterer will succeed in convincing our
doubtful colleagues that SF is worthy of their respect and attention; New
Worlds for Old does provide fuller explications of several SF novels than
the reviewing customs of the field have generally allowed, and the works
explicated certainly deserve the detailed attention he gives them. His
rhetorical strategy of placing such explications side by side with explications
of non-SF novels graphically shows that the same critical methods can be applied
to both with profit. I believe that we may agree to consider the demonstration a
success in itself, and I am sure that all of us hope that it achieves the
desired result.
But for our purposes, Ketterer's two remaining goals are equally important. New
Worlds for Old offers itself as a possible model for future SF criticism; if
we decide that Ketterer has made a significant advance in understanding the
nature and history of SF, we may wish to abandon some of our present concepts
and terminology in favor of words like "apocalyptic literature." My
own impression is less favorable: I do not believe that Ketterer makes a
convincing argument for a special relationship between science fiction and
American literature, and I believe that his failure to do so is occasioned in
part by the deficiencies of his literary theory. In particular, the key concept
of "apocalyptic literature" seems to me vague in definition and rather
too specific in its connotations; it does not even seem a useful approach to
individual works, for it is more closely connected with the weaknesses than the
strengths of the individual explications. At the risk of making my general
evaluation of the book seem more negative than it is, I want to spend the rest
of my time today developing these criticisms.
To begin with, Ketterer's argument for a special congruence between science
fiction and American literature seems mostly another rhetorical ploy, designed
to encourage critics of American literature to pay more attention to SF. He is
well aware that the literary tradition of SF is an international one, and he
explicates the works of non-Americans like Aldiss and Lem. It is true that the
popular culture marketing of SF—and other pulp genres—has been more highly
developed in the United States than in other countries, but this surely has more
to do with economics than with literature. More defensible is Ketterer's
suggestions that SF is a form of romance and of apocalyptic literature and that
both the romance and the apocalyptic imagination have been peculiarly at home in
America. But only a comparative study could establish that Americans have in
fact written more romances, apocalyptic or not, than other peoples, and New
Worlds for Old is not a comparative study.2 We do not even have a
full enough treatment of American literature to justify an assertion that
American literature is especially apocalyptic, and a handful of references to
America as a New World do not justify any such generalization about the American
experience. Ketterer's procedure is one of suggestive juxtaposition rather than
formal argument; works of SF and of American literature are discussed together
and both labeled "apocalyptic," and from this the reader is supposed
to infer that they are linked by a common sensibility. This procedure might
still be persuasive if Ketterer had succeeded in giving "apocalyptic"
a more workable definition.
We must give Ketterer credit for recognizing that critical jargon has made
the term "apocalypse...a somewhat Delphic critical counter" (p 4) and
for admitting that "My sense of the word apocalyptic, as inclusive of
Frye's demonic world, implies that all literature is, in an imagistic,
archetypal sense, apocalyptic" (p11). He attempts, therefore, to provide a
more limited definition. Distinguishing "apocalyptic" literature from
"mimetic" or "fantastic" literature, he says, "Apocalyptic
literature is concerned with the creation of other worlds which exist, on the
literal level, in a credible relationship (whether on the basis of rational
extrapolation and analogy or of religious belief) with the 'real' world, thereby
causing a metaphorical destruction of that 'real' world in the reader's head"
(p13; Ketterer's italics). The criteria for distinguishing this from
"fantastic" or "mimetic" literature are not given in any
detail; this failure is not surprising, for the definition is vague enough to
encompass all literature. All fictional worlds are "other worlds" in a
sense, and Ketterer himself allows for "The Present World in Other
Terms" (title of Part Three of the book). And a number of critics have held
that all art is concerned with breaking down and re-ordering our perceptions of
the world—one thinks of Victor Shlovsky's "defamiliarization" or
Morse Peckham's "rage for chaos." The only term in this definition
which imposes any limits is "credible," and even that is watered down
by allowing for "analogy" or "religious belief."
Another problem here is the specifically religious connotations of
"apocalyptic" as a term, although these may be part of its
attractions, suggesting as they do a profundity of concern and an archetypal
appeal. Ketterer does in fact suggest that apocalyptic literature is concerned
with
tensions analogous to the four aspects of Revelation, mentioned earlier
as bearing particularly on a possible critical usage. The destruction of an
old world, generally of mind, is set against the writer's establishment of a
new world, again generally of mind. Secondly, satire comes up against a
prophetic mysticism to provide a form of "judgment." Thirdly, the
creation of purpose and meaning (see Kermode) collides with the possibility
of non-meaning and chaos (see Hassan). And fourthly, all the commentators I
have cited at least imply that apocalyptic literature involves a certain
magnitude of vision which militates against an interest in detailed
characterization. (p13)
I do not believe that these "tensions" really limit Ketterer's
(later) italicized definition of literature, for as stated they remain vague
enough to apply to most works of literature, including those obviously
"mimetic" or "fantastic." It is not surprising, then, that
Ketterer can discern similar tensions in the biblical Revelation. Such
correspondences are not an adequate justification for introducing into critical
discourse the irrelevant religious associations of "apocalyptic."3
Science fiction is said to be a "readily identifiable subdivision"
(p299) of apocalyptic literature, but the terms which make it identifiable are
not spelled out. We are told that Melville is not an SF writer because "his
conception of the unknown, symbolized by Moby Dick, is beyond the bounds of
scientific inquiry" (p271)—perhaps this is a definition by exclusion.
Without specifying particular works, Ketterer says that in those works of "J.G.
Ballard and other 'new wave' writers...where the science-fictional landscape has
the ontological status of metaphor, I would deny that they belong to the genre
of science fiction" (p187), but he later discusses as SF two "new
wave" novels by Brian Aldiss which have this metaphorical quality. In
general, Ketterer seems to prefer "hard" SF. I do not think that we
can say he has contributed to our understanding of SF as a genre, except by
placing it within the excessively vague context of "apocalyptic"
literature.
It seems to me that New Worlds for Old does not present us with a
theoretical definition of SF but with a metaphor for SF and other works of
literature. Ketterer seems to come close to acknowledging this in a revealing
footnote; speaking of the frequent analogy between space travelers and the
Pilgrim Fathers, he says, "It appears to me that science fiction is best
understood in relationship to various such analogies. The pastoral tradition,
metaphysical poetry, Darwin and Darwinistic theory, Brecht's theory of
estrangement, surrealism, and phenomenology also work well as analogical models
for science fiction" (p26). This is a very mixed set of possible models and
it serves to obscure the vital distinction between subjective metaphoric
descriptions of literature and rigorously argued literary theory.4 I
can think of a number of legitimate approaches to the question of genre—Marxist,
hermeneutic (Hirsch), and structuralist (Todorov), to name a few. It seems
certain to me that any work proposing to contribute to our understanding of
science fiction as a genre and to literary theory in general should follow the
lead of such theorists. But Ketterer has looked elsewhere.
New Worlds for Old is probably best seen as an application to SF of
the symbol-and-image approach of the early American Studies movement. Ketterer
has obviously read and been influenced by such later critics as Frye, Hassan,
and Kermode, but his ultimate source is the work of R.W.B. Lewis, best known for
The American Adam (1951). As Lewis was able to show that Eden and the
Fall were played out again and again in American literature, so Ketterer can
show that apocalyptic imagery recurs. With the first and last books of the Bible
thus covered, the rest of us can devote our time to filling in the rest—Exodus
in Grapes of Wrath, Christ figures in Salinger, and so on. But the game
is too easy, and works as well with other Western literatures, for the myths of
man can always be found in his literature, if we look hard enough. But I believe
that most of us have ceased to believe that such investigations tell us anything
very unique about American literature.
The search for such patterns can, however, direct the critic to aspects of
the work previously ignored, and his resulting explications, although partial,
may be illuminating. One can imagine Ketterer's interest in apocalyptic and
science-fictional themes improving his explications of individual works even
while contributing nothing to our understanding of literature in general. But it
seems to me that many of his explications illustrate instead the great critical
danger of commitments to over-riding themes—that the critic will become
reductive in his approach and distort the work to fit his vision.
For example, Chapter Seven of New Worlds for Old deals with "The
Transformed World of Charles Brockden Brown's Wieland." Wieland
(1798) is, like most of Brown's work, a hasty and ill-contrived fiction, but it
is fascinating nevertheless, and it fits easily into Ketterer's
"apocalyptic" mode. Ketterer is thus able to weave together
effectively a number of recent critical discussions of Wieland; his own
contribution is the assertion that Wieland has important science-fictional
elements. This seems plausible enough, since the strange events in the novel are
partially explained by Brown in terms of the pseudoscience of his time,
particularly ventriloquism, which he called bi-loquism and did not choose to
understand. Ketterer, however, does understand such matters and so finds the
science in the novel unconvincing. He suggests instead that the novel is science-fictional
because its events can be explained in terms of telepathy and other phenomena of
parapsychology—i.e., the pseudoscience of our time. In effect, he has
been driven to re-writing the novel to suit his theories, usually a bad sign.
The reductive character of Ketterer's critical method is illustrated by his
feeling that one must choose between rational and supernatural explanations of
the events of Wieland, although the work owes most of its power to its
ability to keep the reader undecided between alternative explanations.5
A similar insistence on resolving what is inherently ambiguous mars Ketterer's
discussion of Melville's The Confidence Man (§11) and portions of his
treatment of Twain's A Connecticut Yankee.6
The pursuit of archetypal patterns also seems to make Ketterer insensitive to
characterization at points when it is vital to our understanding of the novel.
An example would be Ursula LeGuin's The Left Hand of Darkness. In this
novel, Ketterer seems to identify "plot" with the political action,
ignoring the equally important relationship between the narrator and Estraven.
In the same way, his search for linear patterns of birth-and-rebirth makes him
under-rate the permanent dualities of the novel and the crucial differences
between Karhide and Orgoreyn, and between the Yomesh cult and the Haddarata.
Lacking such clues to the novel's structure, he does not do justice to the
interpolated myths and legends, dismissing the important chapter on "The
Nineteenth Day" as illustrating only "the rather vague nature" of
Handdarata prophecies (p86).
I do not think, therefore, that the theoretical base of Ketterer's work makes
it an appropriate model for SF criticism. The notion of "apocalyptic"
seems vague at best and misleading at worst, telling us little about science
fiction as a genre, about American literature, or about the putative
relationship between them; moreover, Ketterer's general ideas sometimes get in
the way of his particular analyses. The book's strength, it seems to me, is in
its explications of particular works, at precisely those points at which
Ketterer forgets about the apocalypse and discusses the sexual imagery of Lem,
the weaving imagery of LeGuin, or the spiral imagery of Vonnegut. At such points
he is open to "intense critical scrutiny"; I do not intend to adopt
the words "apocalyptic literature," but I do expect to require this
book of my students and recommend it to my colleagues, in hopes that it will,
indeed, convince them that science fiction is "a viable area of
study."
S.C. FREDERICKS. A UNIQUE CRITICAL METHOD
David Ketterer offers a unique critical method when he reads science fiction
narratives by juxtaposing them with mainstream American literature. So, among
many examples, Edgar Allen Poe is set beside Ursula K. LeGuin, Edward Bellamy
beside Theodore Sturgeon, and Herman Melville beside Kurt Vonnegut. The results
of this method are two-fold: not only do we gain a maturer, more aesthetic view
of science fiction as capable of undergoing the same kind of close analysis and
explication as mainstream literature, but Ketterer succeeds admirably in
revealing (if only by analogy) a substantial science fiction element in the very
traditions of American literature—in Charles Brockden Brown, Poe, Mark Twain,
and Melville.
One overarching emphasis in the book is that American literature in the large
sense constitutes a New World literature with its own peculiar emphasis on
visionary and prophetic trends of thought so that the religious heritage of
America throughout the book acts as a source of analogies for literary
narratives. Hence, the Biblical, Prophetic, and Millenial elements in New World
thought become as influential for science fiction as the materialistic,
pragmatic, empirical, and scientific side of American experience.
The twin themes of religious vision and Biblical influences lead to
Ketterer's primary term, the "apocalypse." By the apocalyptic mode of
literature our author means those fictional narratives which involve a symbolic
transformation of our normal, lived reality—or Old Worlds—into visionary New
Worlds: "Apocalyptic literature is concerned with the creation of other
worlds which exist, on the literal level, in a credible relationship with the
'real' world, thereby causing a metaphorical destruction of that 'real' world in
the reader's head" (p13; Ketterer's italics).
At the very outset, then, we are confronted with another analogy drawn from
the Bible when Ketterer refers to St. John's Book of Revelations (pp5-8)
in order to justify his analysis of the literary apocalypse into two distinct
moments: the first encompasses the destruction of the present world and plunges
it back into primeval chaos; the second involves the restoration of the world as
a New Order of things. The first moment of apocalypse is demonic, the second
heavenly; but both are properly visionary, and both can properly lay claim to
being apocalyptic. As Tom Clareson has correctly pointed out in his own review,
however, Ketterer—no doubt under the influence of contemporary critical theory—leans
very heavily in the direction of the negative moment of apocalypse.7
On the one hand he has praise for negatively apocalyptic works like Miller's A
Canticle for Leibowitz and Jack London's The Iron Heel as successful
formulations of the destruction of an old reality, but on the other he rejects
the positive vision of Bellamy's Looking Backward and argues that all
utopian fiction necessarily fails to present a credible alternate reality and
must degenerate into fantasy, a non-credible alternate reality, or in the role
of devil's advocate suggest itself as, in fact, a dystopia. Ketterer states
sweepingly, "while science-fictional dystopias abound, there are no
genuinely science-fictional utopias" (p118).
I do not believe that Ketterer's preference for the pessimism of the
dystopian vision is authentic criticism but an attempt to acclimatize science
fiction narratives to the demands of mainstream literature where the
"ironic mode" and the "anti-hero" have prevailed until
recently; and to acknowledge an allegiance to mainstream critics like Ihab
Hassan and George Steiner, who have variously celebrated a nihilistic vision in
modern literature which encompasses the "anti-novel," narrative chaos,
non-meaning, and finally even the "literature of silence." In fact,
such narrative studies can be applied only to some science fiction. Strictly
within the symbolic realm of fictions I see no reason to prefer the destructive
moment of the apocalypse to the moment of beatific vision since, after all, both
belong equally to the artistically constructed world of the imagination.
I would therefore insist—Ketterer's own views notwithstanding—that New
Worlds for Old does not define science fiction as a genre nor in fact deal
with genres at all. Ketterer's own penchant for offering analogies between
literature and the religious consciousness and between mainstream fiction and
science fiction belies that possibility and indicates that he is cutting across
genres and extrapolating a transgeneric view of both mainstream and science
fictional American literature. There is a much larger issue here, and I would
summarize it as follows. In our culture in general the apocalyptic imagination
is in full flower. Cultural analogues of the vision of man and his world
transformed show up everywhere: in Charles Reich's thirst for a New
Consciousness in The Greening of America; in the quest for altered states
of consciousness in groups as distinctive as the new Christian Pentecostals and
practitioners of Transcendental Meditation; in Von Däniken and his multifarious
allies, who want to rewrite human history completely, on the theory that
extraterrestrials originated our most ancient "high" cultures; in the
current Neo-Gothic rage for preternatural beings like ghosts and devils, a la The
Exorcist and Harvest Home. The apocalyptic vision in both its
positive and negative sense has never been more prevalent than it is now.
The same is true of contemporary critical theory: in Frye, Hassan, Kermode,
R.W.B. Lewis and other authorities cited by Ketterer a rage for apocalyptic
criticism has developed recently in proportion to the rest of culture so that I
think it fair to say that "apocalyptic imagination" as a theme of
criticism recapitulates the prevalent myth. However, as a literary
phenomenon, the apocalyptic imagination has been developing for a much longer
time, at least from the era of the Gothic Romance at the end of the Eighteenth
Century as Ketterer himself recognizes. The conclusion must be that criticism is
now catching up and converting this apocalyptic mode into an object of
self-conscious awareness. But what is gained in the way of unity of vision,
scope, and imaginative power through Ketterer's parameter of apocalypse is, so
to speak, lost on the analytical side of the ledger, for here he is very far
from being able to delineate the genre or form of science fiction.
At the highest level of generality, then, I'm trying to get away from the
notion that Ketterer has presented us with a genre study and to characterize
this theory of apocalyptic literature as a participant in a contemporary
mythology or Weltanschauung that we all share—literary critics included—more
or less unconsciously. What Ketterer has shown us is that science fiction has
long been in the vanguard of the development of a new mythology—that is,
insofar as we are willing to allow fictions not only to mirror our cultural life
but also often to anticipate and create that life. By this view science fiction
is the avant-garde literature of the apocalyptic mode and it has long been in
advance—in both imaginative richness and intellectual sophistication—of the
other cultural manifestations of the apocalyptic imagination. Science fiction
has led where the rest of culture now follows.
Over and above Ketterer's attempts at exclusive generic distinctions which
violate the inclusive principles at the heart of his method, he also evinces a
strange desire for prescriptive and evaluative criticism. In two areas his
prescriptions require comment at length.
I have a first major objection to Ketterer's attempt to turn fantasy into the
antithesis of science fiction, as when he states flatly that fantasy
"involves the creation of escapist worlds that, existing in an incredible
relationship to the 'real' world, do not impinge destructively on that
world" (p13, my italics; cf the note on p19). This smacks of an a priori
value judgment that has little to do with the writers who work effectively in
both literatures (Poul Anderson, Fritz Leiber, and Ursula K. LeGuin come to mind
immediately), and there are simply too many hybrid fictions—fantasies with
science fiction elements and vice versa—to make any hard-and-fast
"generic" distinctions between the two (witness the fictions of Jack
Vance, of Fletcher Pratt and L. Sprague de Camp in tandem, or of Abraham
Merritt). A spectrum with fantasy at one end and science fiction at the other
would be a more useful critical model because it would allow for gradations in
between. It is both unfair and illogical for Ketterer to try to define science
fiction by saying it isn't fantasy, nor can I see how difficult fantasy authors
like Morris, MacDonald, Cabell, and Lindsay are "escapist"
("escapism" as a critical term is only tautological anyway).
Following up a suggestion from the Preface of Robert Philmus' Into the
Unknown (p. vii), I would propose that the difference between science
fiction and fantasy is one of epistemology, but not one of literary value or
imaginative adequacy. Science fiction "involves the rhetorical strategy of
employing a more or less scientific rationale to get the reader to suspend
disbelief in a fantastic state of affairs," whereas fantasy literature
deliberately and self-consciously relies on non-rational and non-empirical
devices as a means of achieving the New World; e.g., dreams, magic, supernatural
agency, the blurring of the distinction between life and death.8
Because fantasy is concerned with the conceivable, whether or not that means a
notion is potential, possible, or likely, I would describe fantasy narratives as
taking literally and rendering concrete the "omnipotence of thoughts"
(after Freud in Totem and Taboo). The worlds of fantasy are the worlds of
mind. Even if those worlds operate under laws that are irrational and abnormal,
that does not make the relationship between those worlds and ours incredible,
but of another order of human experience which can variously be termed
"symbolic" or "non-discursive."9 Fantasy posits
for us a symbolic, mental world, and we must relate fantasy worlds to our own in
terms of the human imagination, which after all can conceive of much more
universal ideas and experiences than fall under the rubric "science."
Consequently, both fantasy and science fiction mirror the destruction of the so-called
"Aristotelian," or "commonsense," or "realistic"
interpretation of the world—a project to which all the twentieth century
disciplines, sciences and humanities alike, have contributed.
"Reality" in our own ear is not some static, objective, pre-existent
entity but whatever the creative, yet disciplined, imagination can reveal to
itself.10
I have a second major objection, to Ketterer's animus against the
mythological novel. His view is that instead of generating a "new
mythology" that is sui generis, too many writers are merely offering
a "sterile revamping of the old" (p76), that is, rewriting old myths—Roger
Zelazny and Samuel R. Delany being his own cases in point.
First of all, on page 77, Ketterer cites Northrop Frye's formulation that the
"mythic basis of any fiction, aside from the occasional reworkings of an
O'Neill or a Sartre, should (my italics) exist irrespective of an
author's intentions and in a severely displaced relationship to the story
line." What Frye really intends here is to defend the critic looking for
archetypal patterns in all sorts of fictions, for whether an author says so or
not, or even intends it consciously at all, a narrative may still correspond to
one of the four archetypal mythoi (which are modelled on analogy with the
four seasons) and be open to the critic. But Ketterer takes that word
"should" in a prescriptive sense and improperly manipulates it to
support his own bias against writers who use myth in a deliberate and self-conscious
(hence, "undisplaced") way. In fact Frye never says anything about
what writers can or should write, only about what critics can reasonably be
expected to find.11
If for a moment I can leave Ketterer's text, I would assert that this entire
problem has been cleared up by the principles developed in John White's Mythology
in the Modern Novel (1971). The clue is in the subtitle of the book: a study
in prefigurative technique. By "prefiguration" White means that
a myth sets up a pattern of response in a reader, and in the course of a
literary narrative the anticipation aroused by presence of a myth can be
fulfilled or betrayed, or transformed in countless ways, depending solely on
what the author is trying to tell us. An example that comes to mind is John
Barth's Giles Goat-Boy in which one set of responses is based on Joseph
Campbell's heroic initiation pattern from The Hero With a Thousand Faces—every
iota of Campbell's complex monomythic ritual pattern is fulfilled in Giles,
but Barths' final message is that myths in fact do
not establish patterns
of universal validity for human moral action—the result of Barth's literary
application of a mythic pattern is, as it turns out, a completely contemporary
theme of an "anti-myth."12 Or how can anyone think that
Delany's Einstein Intersection presents us with a sterile revamping of
the old mythologies (the plural is necessary, too) when the author himself over
and over again says the new reality will not be the same as in the original
myths but different? "Difference" is just as much a key to Einstein
as mythical archetypes are.
There's a second principle involved here. Namely that "Prefiguration"
signifies the way we are to read and criticize the use of myths in modern
fiction: not by reducing the modern work to its mythical basis, above all; that
is, we must regard the modern work as primary in all cases whereas the mythical
material is a secondary dimension in the work—one that adds enjoyment and
stimulation for the subtle reader, to be sure, but the narrative has a perfectly
good meaning and interest apart from the use of myths. Zelazny's novels, for
instance, may be read quite satisfactorily as superman novels in the tradition
of Wells, Weinbaum, and Van Vogt, apart from what we may or may not know of the
author's recherché references to Hindu and Egyptian mythlore.
There's never been any problem with writers or readers over the mythological
novel, only with inadequate critical theories. White has ended the problem.
To conclude my review, Ketterer has given us a consciousness-expanding essay,
valuable for setting up relationships that had never been properly acknowledged
before. The value of his book is in its imaginative scope and in its
transgressing old critical limits and suggesting new, apocalyptic horizons. If
for some reason he needs to step back and worry about defining science fiction
as a genre or feels anxious about the object of his study because it is not a
scientific enough species, then I feel we must turn him back to his own real
Muse which is one of expanding vision. I think the attempt to reintroduce the
notion of a genre surreptitiously or the attempt to define the science fiction
novel as a literary species is a critical red herring. I applaud Ketterer when
he remains inclusive and synthetic, deplore him when he tries to pare down the
large class of science fiction narratives in order to establish a canon of
authors which will also serve as his "genre."
URSULA K. LE GUIN. KETTERER ON THE LEFT HAND OF DARKNESS
If, in his chapter on The Left Hand of Darkness, Mr. Ketterer is
saying that the mythic material of the book was not sufficiently brought into
consciousness, so that its influence and impetus tends to be obscure and
seemingly arbitrary, as in a dream, then he is correct. I was not and still am
not in full conscious control of the mythic /symbolic/archetypal material I was
dealing with. I know what I was saying at some points, and not at others. The
myths—I mean the pseudo-historical Gethenian myths and legends included
between narrative chapters—are of course signposts, to myself and others,
towards such an understanding. They give the direction. But the words on the
signposts have yet to be translated.
But I'm afraid that is not what Mr. Ketterer is talking about, when he speaks
of the "rigorous mechanical" control exerted by the "mythic
content" over the plot, and so on. If he meant "mechanical" in
the sense of "unconscious," as when we speak of "automatic
writing," he'd be on the right track; but then he wouldn't say
"rigorous," implying that the plot is deliberately forced into the
service of a rigid, pre-established, allegorical framework.
I think the confusion—and the whole argument of his essay and indeed of his
book—rests on this: that he uses the words myth and symbol to
mean intellectual constructs of a known content and a fully known, determined
meaning. Myth and symbol are like counters in a game. To use them cleverly,
you have to hide them, to "displace" them, so that they appear to be
esoteric, except to initiates.
In other words when he says myth he means allegory, and when he
says symbol he means sign.
This usage is so totally the reverse of my own that it's little wonder Mr.
Ketterer sees as little value in my book as I do in his essay: a sterile
circularity of self-definition.
To me a myth is a living element, a symbolic constellation, in Jung's terms,
within my own psyche; and my job as an artist is to create a way, a
thoroughfare, to and from it, by means of my art, so that both the image and
some sense of its meaning can come up into consciousness and be communicated to
other consciousnesses. I fully accept Jung's definition: "The symbol
differs essentially from sign or symptom, and should be understood as the
expression of an intuitive perception which can as yet neither be apprehended
better, nor expressed differently."
To Mr. Ketterer, the "winter journey" and the "mythos of
winter" would seem to be a set of intellectually recognizable signs or
counters which one has learned about from Mr. Northrop Frye. To me, the winter
journey and the mythos of winter are part of the ground of my being. In the
effort to express it, and so to achieve community with other beings, my
intellect is certainly involved, intensely involved, along with my capacities
for sensation, feeling, and intuition. But the thing itself, the myth or symbol,
is primarily and ultimately a supra-rational given, a datum, which it is not my
job to disguise cleverly, but to express vividly and to communicate. I am not a
priest. I am a witness.
I will say that I think I did my job pretty well with the myth of winter,
although I must admit that I still haven't read Northrop Frye. With the other
ruling myth of the book, the archetypal figure of the Androgyne, I did much less
well. That is why the plot, as both Mr. Ketterer and Stanislaw Lem have
remarked, does not reflect the androgynity of the main character, can be
summarized without mentioning it, and so—by the way—can hardly be said to be
"ruled" or "controlled" by the myth at all. What I was
dealing with was and is so obscure to me, and so powerful, that I could do very
little more than bring the image itself up to consciousness: the Androgyne: and
let it stand there, visible, at least, if not explicable. I rather doubt if
anybody now is capable of explaining the archetype of the Androgyne, but I do
feel that it is one of the archetypes/potentialities of the human psyche which
is of real importance now, which is alive now and full of creative-destructive
energy; and so it is urgent that it be brought into consciousness. The Androgyne
theme in my book is surely related to such phenomena as the women's movement,
and gay lib, and unisex clothes, and many other portents. When one of the great
myths moves, it is only by a movement of the whole person, intellect, feeling,
sensation, intuition, that we can follow it. And we don't know where it will
lead us. That's why it's important to try and find out.
But the Apocalypse theme is the only one Mr. Ketterer discusses and it is
neither expressed nor contained in my book.
If Mr. Ketterer has to have that myth and no other, he might have looked in
my novel The Lathe of Heaven. That book is just bubbling with
apocalypses. Of course, they're fake ones. I am afraid that all apocalypses are
fake, to me. The ones in Lathe, like the one Mr. Ketterer finally digs up
in Left Hand, are all dreams, or even pseudo-dreams—fake dreams.
Surely a critic might have found some significance in that? And mightn't the
significance be that I, by temperament, or as an unconsistent Taoist and a
consistent un-Christian, just don't buy the Apocalypse? Anybody who goes after
the Christian mythos in my work, all the nice familiar signs and symptoms,
crucifixion, redemption, judgment, apocalypse, etc., is going to be looking for
pearls in a pigpen. And I fear he'll end up with about as much illumination as
Mr. Ketterer, despite all his critical skill and intelligence and patience, ends
up with: the news that this book is a book about a book—and that I spent two
years in the Ice Age with a lot of androgynous aliens in order to make a neat
little remark about "the theoretical definition of science fiction."
DAVID KETTERER. IN RESPONSE
In response I propose to take up the issues raised by my critics in the
context of a restatement of what New Worlds for Old is all about—at
least as I see it. This will involve some interweaving of the three critiques
although, in beginning with the more fundamental objections and descending to
matters of detail, I shall be answering for the most part, first Professor
Canary, secondly Professor Fredericks, and finally Ursula K. Le Guin. On the
taped version of this response I complained of an element of shadow-boxing. This
was particularly the case because so many of the criticisms appear to me to be
directed at misunderstandings of my book. Hence my restatement strategy, while
partially for the sake of coherence, is also intended to establish a
"reality principle."
First of all the concept of apocalyptic literature: my intention in New
Worlds for Old was to define an imaginative structure existing between the
structures of realism and fantasy, a structure characteristic not only of
science fiction but also of a range of critically established literature best
typified perhaps by the Divine Comedy and Paradise Lost. I
delineate a tripartite division of fantastic literature, apocalyptic literature
and mimetic literature, a division dependent upon differing relationships
between the fictional "world" and the real world. In order to talk
about the nature of science fiction it is essential to have some conception of
the totality of literature of which science fiction is a part. My tripartite
division is simply a logical carving of the literary cake given a particular
parameter, and as such is surely beyond argument. There are works which attempt
imitations of the "real world," there are works which claim to present
different worlds which on a literal level are intended as concordant with the
"real" world and therefore believable, there are works which claim to
present different worlds which, on a literal level, are intended as discordant
with the "real" world and which therefore do not inspire a literalistic
believability. There are obviously works which fall between these three
structures—there are grey bordering areas—but given my particular parameter,
these three structures exhaust the logical possibilities.
Now I believe that I am as aware as anybody of the difficulty, if not
ultimate impossibility, of defining one kind of verbal structure by another
kind, of understanding language by means of language. Literary criticism, even
the most apparently rigorous kind, works within a necessary margin of vagueness.
For a majority of literary terms and concepts, poised as they are upon a
philosophical crux, we have no final agreed definitions. Language being what it
is, words like tragedy, romance and realism remain and will
continue to remain somewhat fuzzy at the edges. Precision is of course always to
be aimed at but I should be happy if my tripartite division makes a reasonable
kind of sense. Professor Canary appears to wilfully misunderstand me when he
asserts that my definition of apocalyptic literature is "vague enough to
encompass all literature" because all fictional worlds are, according to a
critical convention, "other worlds." Thus the mimetic worlds of War
and Peace or Studs Lonigan are other than the real world because they
lack historical existence in the real world. But my sense of the word
"other" in the definition and elsewhere in the book implies the phrase
"significantly different." The world of War and Peace is other
than the historical world but it is not significantly different from it.
Certainly, some of the tensions which I claim characterize apocalyptic
literature may be found in examples of mimetic or fantastic literature but I
cannot understand Professor Canary's implication that the totality of tensions
which I describe, especially the peculiar relationship between the historical
world and the fictional world, is common to all literature. Similarly, the
literal form of "defamiliarization" provided by apocalyptic literature
is a thing apart.
Genre is another one of those words which present difficulty.
Professor Fredericks to the contrary, I would claim that my book is a
genre study or, more specifically, a study of the way in which a particular and
historically determined genre operates within a universal structure or mode. And
Professor Canary is wrong to suppose that my formal sense of the apocalyptic
imagination be understood as simply "a metaphor for SF and other works of
literature." The American experience, Darwinistic theory and some of the
other analogies referred to in the "revealing footnote" may, it is
true, be regarded as metaphors. And it is of course true, as Professor
Fredericks points out, that an apocalyptic consciousness is very much in the air
these days.
Of most difficulty is that old chestnut, the distinction between fantasy and
science fiction or, in my terms, between apocalyptic and fantastic literature.
The issue constantly arises in discussions of science fiction never, it appears,
to be settled. Professor Fredericks pulls me up on my definition of fantasy
literature as involving the "creation of escapist worlds that, existing [on
the literal level] in an incredible relationship to the 'real' world, do not
impinge destructively on that world" (p13). I regret my use of the word
"escapist"—it carries a value judgment which I did not intend. While
I personally don't like most fantasy I realize that the preference for science
fiction over fantasy is a matter of taste. I would prefer to talk about the
independent worlds of fantasy rather than the escapist worlds. It is impossible,
I believe, to make the distinction on the basis of content and in my book I have
attempted to argue against a tendency to characterize all stories involving the
supernatural or mystical as fantasies. Professor Fredericks' claim that literary
fantasies are almost fantasies in the clinical sense, that "the worlds of
fantasy are worlds of mind," does, I would agree, account for an important
portion if not all of fantastic literature, but to see such works in this way is
to view them as projective allegories—thus, on a literal level, they do not
relate to the external historical world—in this sense, the relationship is
incredible. I recognize, however, that my suggestion that a certain kind of
overt allegory is important to the distinction between fantasy and science
fiction calls for further elaboration.
Professor Canary refers to Todorov's book The Fantastic and offers Wieland
as an example of this category because it keeps "the reader undecided
between alternative explanations," i.e. rational and supernatural
explanations. This particular ambiguity is crucial to Todorov's structural model
of the fantastic. I can only say that such an ambiguity strikes me as more
characteristic of life itself rather than fantasy. In addition, I'm afraid that
Stanislaw Lem's attack on Todorov's book has further shaken my faith in his
concept of the fantastic.13 I incline towards the notion suggested by
H. Bruce Franklin and elaborated by Samuel R. Delany and more recently by Joanna
Russ, that the difference between fantasy, science fiction, realism, reportage
and other literary forms depends ultimately upon the "level of
subjunctivity."14 Unfortunately, this subjunctivity—the
consistency of the glue between the words—is not something that one can
readily put one's finger on. It must be decided in terms of an author's
intentions, and that itself is a vexed critical issue.
If you will grant me that the imaginative structure which I have called
apocalyptic literature is not a figment of my own imagination—that I have
described (hopefully, with no more than a necessary vagueness) an aspect of the
literary landscape-the question remains, is "apocalyptic"
the most appropriate term to describe that structure? Professor Canary speaks of
the "irrelevant religious associations of 'apocalyptic.'" On the
contrary, I argue in the book for the value of the religious associations. For
example, I am inclined to emphasize the visionary quality of science fiction
over the satiric. My approach is an alternative to the, I believe, currently
more usual critical approach to science fiction which primarily values the
worlds of science fiction as extrapolated or estranged critiques of the societal
situations to which the authors belong. I agree with C.S. Lewis who claims that
"to construct plausible and moving 'other worlds,' you must draw on the
only real 'other world' that we know, that of spirit" and with Samuel R.
Delany who claims that "to move into an unreal world demands a brush with
mysticism" (quoted in NWFO, pp 92, 18). Or, put another way, the concern of
science fiction with extending the frontiers of knowledge, controlling and
hence, in a real sense, rendering the universe into dead matter, into a machine,
calls into vital and necessary being the theme of transcendence.
The centrality of world destruction and transformation, whether literal,
metaphorical or philosophical, in the works analyzed, seem to me to make the
Apocalypse an appropriate structural model—which is all it is—it is not
intended as a base-line of descent. I was interested in fictions which give rise
to climactic sentences such as those which I quote on the page facing the
Contents page and typified by this line from Brian Aldiss' Barefoot in the
Head: "All the known noon world loses its old staples and everything
drops apart." I would want to argue strongly against Professor Canary's
assertion that I am using the Apocalypse in much the same way that R.W.B. Lewis
uses Genesis in The American Adam as a base-line source for imagistic
structures and biblical typologies in American literature. The Judeo-Christian
mythology is one among many and all are to be understood as manifestations of
the apocalyptic imagination. Apocalyptic literature is not to be read in terms
of the biblical Apocalypse; rather the biblical Apocalypse is to be read as a
notable "Western" product of the apocalyptic imagination.
As Professor Canary observes, there is a grey area where works of science
fiction leave off and other manifestations of the apocalyptic imagination, such
as Moby-Dick, begin. This was deliberate. There are many different kinds
of science fiction now being written and I simply didn't want to draw a line.
Many of the different kinds have already been satisfactorily defined. I have
become tired of that kind of mystification which despairs of achieving such
definitions. It would seem to me to be critically more useful to examine science
fiction in terms of the distinctions indicated by what I believe to be its wider
formal context. Furthermore, there is an area where the issue of what is and
what is not science fiction has become steadily more complicated. How, for
example, should we describe the growing number of works which are not strictly
science fiction but which couldn't exist but for the prior existence of science
fiction? And I do think that those projective world-of-mind works where the
science-fictional landscape and machinery has the ontological status of metaphor
should be distinguished from science fiction. My instancing of aspects of
Ballard's work here is, I accept, arguable. The two Aldiss novels which I
discuss may have something of this metaphorical quality but only in a primary
context involving the genuine interaction of mind and reality, whether in
physical or philosophical terms. It does not follow that I prefer
"hard" science fiction. I prefer good science fiction, whatever its
consistency.
I do not prefer the negative vision of science fiction to the positive, as
Professor Fredericks suggests when he refers to Professor Clareson's view that I
lean "very heavily in the direction of the negative moment of
apocalypse." The basis of this misinterpretation is my assertion that there
"are no genuinely science-fictional utopias" (p118). In my chapter on
utopian fantasy I am using the concept of utopia in the strict sense intended by
Thomas More and demonstrating the nature of language will simply not allow for
the realistic presentation of a perfect, ideal, therefore static human society.
More embodied the element of linguistic indirection by coining a term which is
itself etymologically ambiguous and paradoxical. I am not denying the science-fictional
possibility of kinetic utopias (a contradiction in terms) or of societies which
are variously more perfect than those in which authors find themselves. The
problem of course is the term utopia, which has been used to cover
everything from Plato's Republic to any vision of an alternative society.
One should distinguish between societies which are simply different or
heterotopias, more perfect societies or plutopias, perfect societies or utopias,
bad societies planned as utopias or dystopias or anti-utopias, and societies
which just present a generally bad scene apart from any utopian plan, i.e.,
maltopias. The direction of the overall "plot" of science fiction is,
as I repeatedly stress, optimistic, culminating in a quasi-mystical
"utopian" or beatific vision of an interstellar New Jerusalem. In
other words, in the plot of science fiction, as with the apocalyptic imagination
itself, the negative charge is outweighed by the positive.
Let me turn now to the relationship between science fiction and American
literature. My approach here was not, as Professor Canary suggests, "mostly
another rhetorical ploy designed to encourage critics of American literature to
pay more attention to science fiction." My interest in science fiction
predated by a good many years my interest in American literature. More recently,
I have come to appreciate that the sensibility or imaginative structure which
attracted me to science fiction drew me also to much American literature. I
argue that the romance form and the shape of the American experience account in
large measure for the area of congruence between science fiction and American
literature—and I remain convinced. I recognize that the now commonplace
assertion that the romance form is characteristic of much American literature is
undergoing some revision (some of it misguided) and that the term
"romance" has not been adequately defined, but I still believe that it
makes more sense to call a good many major American books, including The
Scarlet Letter and Moby-Dick, romances rather than novels. I would
accept Professor Canary's statement that my procedure here is one of suggestive
juxtaposition rather than formal argument but would plead that, believing in the
truth of this literary congruency, lacking the space to insert monologue length
material on the romance, and lacking statistical evidence concerning the
incidence of romances, I have made a defensible case.
Certainly both Jules Verne and H.G. Wells were compelled to speculate about
the role and future of America, while earlier works—important to the history
of science fiction and apocalyptic literature—More's Utopia, Bacon's New
Atlantis and Shakespeare's The Tempest all owe something to a
consciousness of the new American world. Of course, there is a wider subject,
not described in detail but which my book repeatedly infers, the relationship
between science fiction and the many fine apocalyptic works of world literature
which do not happen to figure in the American tradition. It is with this in mind
that I have recently completed a coda article entitled "Science Fiction and
Allied Literature." Christopher Small's study, Ariel Like a Harpy
(1972; US title, Mary Shelley's Frankenstein: Tracing the Myth), of the
relationship between Frankenstein and Prometheus Unbound, the one
exemplifying the negative, the other the positive pole of the apocalyptic
imagination, points the way here. M.H. Abrams' Natural Supernaturalism
(1971) provides one context.
I come finally to particular interpretations. Ursula Le Guin's own reactions
to what I have to say about her novel are, of course, of special interest.
Unfortunately there is so little congruence between her version of what I am
trying to say and what I believed myself to be saying that I became suspicious
as to how much of my book she had actually read. I do not understand how, if she
had read my introductory section, she was unable to address herself to my
conception of the apocalyptic imagination. Instead she refers to the biblical
Apocalypse, describes herself as "an unconsistent Taoist and a consistent
unChristian" and indicates that "Anybody who goes after the Christian
mythos in my work...is going to be looking for pearls in a pigpen." This
may very well be true, although I would not describe her work as a
"pigpen." The point is such a quest is essentially irrelevant to my
approach.
In my terms The Left Hand of Darkness may be described as a product of
the apocalyptic imagination most obviously in two senses. The basic thrust of
the book appears to me to be visionary as one might expect of even an "unconsistent
Taoist." Like the English Romantics and the American Transcendentalists,
Ms. Le Guin is after the evocation of a unified realm beyond space and time.
Secondly, her androgynous beings—if taken literally—constitute a radically
new idea of man and thus might be said to effect a philosophical apocalypse. Our
conception of what it is to be human would be drastically revised were a
Gethenian or any intelligent alien suddenly to appear in our midst. In fact,
like much of the best science fiction, The Left Hand of Darkness is
visionary, philosophical and satirical at the same time and might have
fitted, to a greater or lesser degree, into all of my categories of the
apocalyptic imagination. It figures where it does solely on the basis of what I
understand to be its primary emphasis. What makes The Lathe of Heaven
apocalyptic in my terms is not so much the reality changes in themselves—the
fake apocalypses with which the "book is just bubbling"—but the
revolutionary philosophical concept that an individual's dreams may literally
bring about instantaneously a new human, world, or universal
"reality."
I am, however, happy to see that Ms. Le Guin does accept the observation
which is at the back of my entire analysis of her novel, namely that, in her
words, "the plot ...does not reflect the androgynity" of the
Gethenians. It may be true, as Professor Canary complains, that in my summary of
the plot I have overemphasized the political action and downplayed
characterization and, what is very much self-evident, the importance of the
relationship between Ai and Estraven. But to say that the novel comes to focus
primarily on Ai's understanding of the truly alien nature of Estraven does not
answer the action/androgynity disjunction—it in no way necessitates that
ambisexuality be at the root of what is alien about Estraven. Estraven might
have qualified as an alien in any number of other ways.
What Ms. Le Guin does not seem to appreciate, however, is that my whole
argument amounted to an attempt to heal this breach. Surely of significance
among the mysteries and meanings symbolized or otherwise conveyed by the
androgyne is the business of duality and unity. The theme of duality and unity,
balance and wholeness runs through Ms. Le Guin's entire opus. It was so evident
in The Left Hand of Darkness that I assumed its expression, whether
direct or indirect, to be deliberate. Ms. Le Guin's interest in Gethenian
sexuality appeared to me the first time that I read the book and appears to me
now after a third reading, to be severely secondary to the possibility of using
the androgyne as a means of expressing the issue of duality and unity. Although
one can speak of telling understatement, that is perhaps why the implications of
a sexual relationship between Ai and Estraven are evaded. In fact a reader's
sense of the reality of the Gethenians as androgynes is lost from the moment
when Ai as narrator elects to use Masculine pronouns to refer to them.
What I now know and what I didn't know when I wrote my interpretation of The
Left Hand of Darkness is that Le Guin is a Taoist. I only became aware of
this fact after reading Douglas Barbour's dissertation on contemporary science
fiction, Worlds out of Words. Taoist thinking is very much dependent upon
the concepts of duality, unity, balance and wholeness. In the light of Ms. Le
Guin's comments, it would appear that what I speak of as a directing mythic
structure of unity and duality in the book, reflected in terms of plot
development and the androgyne, got there not consciously but unconsciously. My
implication that "the plot is deliberately forced into the service of a
rigid, pre-established, allegorical framework" remains. I would only wish
to add now that this framework reflects the Taoist structure of Ms. Le Guin's
unconscious. Her Taoist convictions must inform her fictional choices in ways
that she does not always consciously recognize.
When I say myth, by the way, I mean myth, not allegory, and when I say symbol
I mean symbol and not sign. I would admit, however, that I failed to distinguish
clearly between mythic content, which some writers choose to rework, and mythic
structure which, a la Northrop Frye, may be found in all fictions. Few would
deny, I think, that in reusing a mythic content there is some danger that the
writer of science fiction may produce something like the generally deplorable
kind of "space opera" previously associated with the transposed
"western." My citing of Delany and Zelazny in this context is perhaps
unfortunate. Maybe Lord of Light and The Einstein Intersection are
creative reworkings of mythic material comparable to works by O'Neill and Sartre
and thus perfectly justifiable. I do think that generally speaking, the science-fictional
reworking of myth has shown itself to be a dead end. But in my analysis of The
Left Hand of Darkness I am concerned with what seemed to me to be an overly
deterministic use of a mythic structure.
I did not intend, as Professor Fredericks believes, an adverse value
judgement concerning all writers who use myth in a deliberate and self-conscious
way. In attacking my version of Frye, that "the mythic basis of any
fiction, aside from the occasional reworkings of an O'Neill or a Sartre, should
exist irrespective of an author's intention and in a severely displaced
relationship to the story line" (p77), Professor Fredericks leans very
heavily on my "should" and omits to give my preceding qualification
its intended emphasis. Perhaps I should have simply said "exists" and
dropped the "should."
As for my comparison with Frye's mythos of winter, Professor Fredericks'
complaint of artificiality is justified. It crept in there because of my
incidental attempt, and no part of the author's intention as Ms. Le Guin
testifies, to treat The Left Hand of Darkness as a kind of model for the
science fiction genre. This was a rhetorical convenience given that this book is
the first example of science fiction which I submit to detailed analysis.
Whatever low opinion Ms. Le Guin may have of my chapter, I still admire her book
while standing by my argument that it is radically flawed. Indeed had I not
admired her book it would not have taken up so much space in mine.
I recognize that, regarding many of the criticisms raised, I am simply not in
the best position to respond. For example, Professor Canary finds that a number
of my interpretations are reductive and insufficiently sensitive to the presence
of ambiguity. I hope this isn't so and would refer him to my description of The
Confidence Man as a work about which "a critic can say everything and
nothing with confidence" (p272). I do not believe that one must
choose between rational and supernatural explanations in Wieland. Is
Professor Canary correct, by the way, to refer to ventriloquism as the pseudo-science
of Brown's time or to "telepathy and other phenomena of
parapsychology" as "the pseudo-science of our time"?
By way of conclusion I would like to thank Professor Canary, Professor
Fredericks and Ursula K. Le Guin for their critiques. And I am grateful for this
opportunity to answer objections and clarify what appear to me to be
misunderstandings. Certainly my book is not without its weaknesses. Some of them
I am already aware of and, no doubt, with the passage of time, I shall become
aware of more. I can only hope that there are at least as many corresponding
strengths which will remain.
NOTES
1Published in 1974 by Doubleday Anchor in paperback and by Indiana
University Press in hardback with the same pagination; page-references to these
editions are made in the text of the various papers. RDM.
2The notion of SF as "romance" is not an important part
of Ketterer's argument, although I find it reasonable. The documentation of
romance as central in American fiction is a simple appeal to authority—"the
romance, which, thanks largely to Richard Chase, we now recognize as the basic
form of the American novel" (p22). I am bothered by this because Chase's
book, although interesting, displays the theoretical inadequacy of most American
criticism of the 1950s. —RHC.
3I am prepared to argue that these tensions can be found in works
of "mimetic" realism such as War and Peace and in works of
"mimetic" naturalism like Studs Lanigan. Any such argument
could, of course, be answered by claiming that the works in question were (in
fact? therefore?) "apocalyptic." Vague arguments are hard to refute.
—RHC.
4The reference to "Brecht's theory of estrangement" is
presumably meant as a friendly gesture toward the work of Darko Suvin, but it
seems to me that Suvin's work displays a kind of intellectual rigor quite
different in kind from the projective commentary of Ketterer. —RHC.
5The reader will note that I place Wieland within the realm
of "the fantastic" as defined by Tzvetan Todorov, whose work on The
Fantastic (trans. Richard Howard, 1973) seems to be an excellent model of
the way studies of a genre should be done. —RHC.
6AIthough it seems unnecessarily reductive to me, I enjoyed
Ketterer's reading of The Confidence Man as an anti-Christian novel,
missing only a reference to Lawrence Thompson's Melville's Quarrel With God
(1952). It did not seem to me, however, that the notion of "apocalyptic
literature" was integral to the reading. —RHC.
7Clareson's review appeared in Extrapolation 15(1974):156-57.
My own review in SFS 1(1974):217-19 was more favorable to Ketterer. I hope that
the reservations I announce in this paper will not be taken in a negative sense
as a revision of my earlier judgment so much as a positive speculation on an
important new critical theory of the science-fiction narrative. —SCF.
8See the recent article by Jane Mobley, "Toward a Definition
of Fantasy Fiction," Extrapolation 15(1974):117-28, who would also
suggest a revisionist view of fantasy like the one I offer here. I believe,
however, that the author over-rates "magic," regarding it as she does
as essential to fantasy fiction. "Non-empiricism" is not a synonym for
"magic." See Ernest Cassier's Language and Myth (English trans.
1946). —SCF.
9I borrow the latter term from Suzanne Langer's Philosophy in a
New Key 3rd edn (1947). —SCF.
10There are many major works of scholarship which confirm my
views. I would single out Langer (Note 9), Ernst Cassirer's An Essay on Man
(1944), Gaston Bachelard's The Philosophy of No (English trans. 1968),
and Jean Piaget's Psychology and Epistemology (English trans. 1971).
Recently, Sharon Spencer in Space, Time, and Structure in the Modern Novel
(1971) has shown the same process—an attempt to transcend naive realism—at
work in 20th-century mainstream fiction. —SCF.
11I notice, too, that Ketterer provides only a vague
"passim" footnote reference to Frye, not a specific page reference,
and indeed I am certain that Frye would not accept this prescription of
Ketterer's against the mythological novel as an implication of his own theory. I
am even more certain that Le Guin's The Left Hand of Darkness bears not
the slightest relationship to Frye's mythos of winter. Ketterer's analogy is
completely artificial, apart from his prejudice against Left Hand. —SCF.