#45 = Volume 15, Part 2 = July 1988
Carl Freedman
Editorial Introduction: Philip K. Dick
and Criticism
When Philip K. Dick died in 1982, his career could not have been reckoned as precisely
a failure, but neither was it, by the usual criteria, a roaring success. What had he
achieved? He had produced an immense amount of workmore than 40 novels and some
dozens of short storiesbut this oeuvre had by no means made an impact comparable to
its bulk. He had established a respectable reputation among SF readers, earning steady if
unspectacular sales and winning two notable SF awards (a Hugo for The Man in the High
Castle and a John W. Campbell Memorial Award for Flow My Tears, the Policeman
Said), but he was never one of the major stars of the genre; and beyond the specific
ranks of the genre he was almost unknown. His reputation among fellow SF authors
was admittedly very highStanislaw Lem, Brian Aldiss, Ursula Le Guin, John Brunner,
and Thomas Disch are a few examples of colleagues who were also admirersand a small
handful of others (mainly journalists and academics) were convinced that Dick's was a
neglected major talent. Among Dick's particular supporters were a number of readers of and
contributors to SFS.1 But they (we) experienced considerable difficulty even in
making friends and colleagues fully aware that a writer named Philip K. Dick existed. One
could not referfor instanceto Thomas Pynchon's indebtedness to Dick, or speak
of Dick's immense superiority to his imitator Kurt Vonnegut, with any real confidence of
being generally understood. As for the proposition that, to many of us at least, seems as
clearly valid as any such formulation can benamely, that Dick ranks as the most
accomplished, interesting, and significant American novelist to have emerged since the
Second World Warfew members of the literary world, in 1982, could have understood
the claim as anything other than outrageous and deliberately shocking.
It is impossible to pretend that the millennium for Dick's reputation has arrived
during the last six years. Still, the major indices have been favorable. It is just the
sort of irony which occurs in the lives of Dick's own harried and rightly paranoid
protagonists that the first big money which his writing ever earned came in just before
his death, in connection with Ridley Scott's Blade Runner, whichhowever despicable
as a filming of Do Androids Dream of Electric Sheep?2has, in the
years since 1982, succeeded in placing Dick's name before a wider audience than ever
encountered it before. Serious critical attention, academic and non-academic alike, has
also been dramatically on the rise: probably more has been published about Dick since his
death than during the three decades of his active career, and the criticism increasingly
assumes Dick's status as a major writer. When Fredric Jameson, one of Dick's earliest and
most influential academic backers, eulogized him as "the Shakespeare of science
fiction"3 the comparison referred to the intrinsic merit and interest of
Dick's work, not to his reputation; but today one can detect at least the beginnings of a
critical "Dick industry" on the model of the famous (and infamous) Shakespeare
industry. To many this may indeed seem a mixed blessing, and it is largely true that the
progressive canonization of a writer tends to conclude what may be called the "heroic
phase" of his reputation. A process of literary Veralltäglichung4
takes hold, as criticism loses a certain evangelical intensity, which is replaced, at
best, with elaboration and revision or, at worst, with dutifulness. Yet it is also at this
stage that the criticism of an author becomes a most genuinely collective and (in that
sense) dialectical project that is to say, an ongoing discipline devoted to
the continual revaluation of an object, rather than a mere series of isolated (if
sometimes felicitous) shots in the dark. In the case of a writer as centrally canonical as
Shakespeare, the sense of collective labor may easily ossify into quasi-bureaucratic
rigidity, and the creative Shakespeare critic may find it necessary to adopt the stance of
the outlaw, vainly (but not necessarily unproductively) attempting to defy and circumvent
the Shakespeare industry.5 But Dick is far from that stage yet, and the Dick
critic today is more likely to relish the different (and comparatively unwonted) freedom
of the collective routine.
Such is the general critical situation which defines this special issue of SFS. The
issue as a whole assumes neither an introductory nor a definitive stance, and its implied
reader is one who has not only read at least a few of Dick's own novels but has also
probably read some Dick criticism in the past and will certainly do so again in the
futureperhaps in the pages of SFS, perhaps elsewhere too. That there is much to be
said about Dick which goes unsaid in these pages is merely taken for granted, for the
issue makes no attempt to "cover the subject" in any thoroughgoing way. Several
texts (most notably High Castle) are discussed at considerable length, while others
not necessarily of less interest or importance are (essentially by chance) comparatively
neglected. This is, indeed, an example of the freedom which accompanies the criticism of
an even nascently canonical author: it was possible to edit the issue on the basis of the
intrinsic merit of the particular submissions, without needing to assure equal
representation for all of Dick's major works or in any other way to produce a smooth,
well-rounded critical totality. Least of all was any attempt made to hammer out a common
critical line to which all contributions should conform. Though everyone involved in the
production of this issue surely agrees that Dick is one of the major authors of our time,
it would, I think, be difficult to formulate any other or more precise proposition that
could command unanimous assent. Among the various contributors (and not least between the
two guest co-editors), the careful reader will certainly notice many implicit and several
explicit disagreements. In sum, one might say that if the general criticism of Philip K.
Dick cannot now claim the special intensity or excitement of the manifesto, it is also
free of the rather straitened circumstances which typify that noble but limiting critical
genre.
If there is no need to produce, or possibility of producing, a truly comprehensive
critique of Dick in a single collection, then there is clearly no point in attempting to
summarize here all the relationships that obtain between Dick's texts and their criticism.
I will, however, attempt to describe very briefly why, in my view, the serious
criticism of Dick's work is today something of a growth industry. In the general and
conventional terms of literary value, I have, indeed, already suggested the reason pretty
clearly: Dick's is a major achievement, and critics are increasingly recognizing it as
such. But such a formulation, however justified, is inadequate, for the notion of
"recognition" begs most of the real questions. If Dick's textslike, in
their own way, Blake's or Melville'sspeak more powerfully now than they once did,
then specific factors both textual and historical must be identified.
I have elsewhere argued that the defining characteristics of Dick's fictional worlds
are commodities and conspiracies:6 for Dick, virtually everything in the
socio-economic field is grotesquely (if sometimes humorously) commodified, while almost
everything in the socio-political field is (most often terrifyingly) conspiratorial.
Although, as I maintained, this emphasis clearly marks Dick as a paradigmatic writer of
late or monopoly capitalism in the US, it may also imply a rather more precise
historicization of the Dickian project than I earlier suggested: specifically, that Dick
is a writer of the 1960s. Even in a simple bibliographic sense, the proposition is valid.
If we accept that the '60s, as a distinctive socio-cultural period, begin with the
Greensboro sit-ins and the election of President Kennedy in 1960 (beginning again, as it
were, with his assassination in 1963), and that the decade ends with the American defeat
in Vietnam in 1973 and the unraveling of the Watergate scandal between 1972 and 1974,
then the great majority of Dick's work falls squarely within the period.7 Nor is it only a
matter of quantity. Though Dick's first SF novel, The Cosmic Puppets, was completed
by 1953 and published in 1956, it and the other seven SF novels produced before High
Castle (1962) are really apprentice work (with the exception, I should argue, of Time
Out of Joint [1959]), while the post-'60s works whether brilliant successes, as
with A Scanner Darkly (1977) and The Transmigration of Timothy Archer (1982),
or interesting failures like VALIS (1981) and The Divine Invasion (1981)are
in important ways atypical of Dick's central achievement. His essential
masterpiecesamong which I should list High Castle (1962), Martian
Time-Slip (1964), The Simulacra (1964), Dr. Bloodmoney (1965), The
Three Stigmata of Palmer Eldritch (1965), Androids (1968), Ubik (1969in
my view his finest novel of all), and Flow My Tears (1974, though a manuscript
draft had been completed by 1970)are all products of the most eventful decade in
postwar American history.
It is a decade that, at least in certain respects, bears a privileged relationship to
the commodified and conspiratorial character of monopoly-capitalist society in the US. As
to the latter characteristic, the decade, in one definition, is actually framed by two
immense and still largely mysterious conspiracies, that of Dealey Plaza and that of the
Watergate; but the unanswered questions that surround these particular executive
actionsWhich governmental elements, if any, connived in the Kennedy assassination?
Was Oswald a framed pro-Kennedy agent? Did the pro-Helms wing of the CIA use McCord
as a double agent to help overthrow the Nixon Administration?are in the end probably
less important than the more general and more gradual revelation of the state as
conspiratorial in the sense of being unresponsive to any popular will or interest. In the
early '60s some fractions of the state, such as the Supreme Court and the
Attorney-General's office, could claim a certain progressive function in connection with
the civil rights movement, but they were pitted against governors and sheriffs (and
against many legislators); and by the second half of the decade, when the war in Vietnam
and the domestic anti-war movement had become the central presences in US political life,
the conspiratorial intent of the state to impose a non-communist government on Vietnam
regardless of Vietnamese or American wishes was clear, as was the determination of the
state to suppress domestic dissent by various illegal and undemocratic means. The Pentagon
Papers and subsequent reports of CIA and FBI lawlessness provided valuable documentary
evidence of what had, however, been in general terms evident for some time.
One victim of state conspiracy in the 1960s was of course Dick himself, whose home was
burglarized in 1971, almost certainly with the connivance of local authorities and
probably by Federal agents, though the affair remains rather murky. There are various
hypotheses as to the reasons for the break-in, in which Dick's papers were
stolenperhaps the most piquant explanation, at least for an SF critic, is that in
one of his imaginings Dick had inadvertently described something strikingly similar to
actual and extremely secret weapons being developed by the Pentagonbut Dick
understood the conspiratorial character of his world long before his own victimization.
The theme is already strong in Time Out of Joint, in which Ragle Gumm's entire life
is manipulated for reasons of state in ways completely beyond his knowledge or control;
and there is no major work (nor many minor works) where it does not play an important
role. Martian Time-Slip, for instance, is one of Dick's relatively few novels set
elsewhere than Earth, and it is characteristic that he explores the most venerable planet
in SF not to populate it with Bug-Eyed-Monsters but to analyze the possibilities for
corruption and conspiracy in the colonial Martian regime. In The Simulacra (notable
for its ambivalent attitude towards the Kennedy mystique), Dick muses on just how
difficult it is to know who is really in charge in a modern conspiratorial state. Or
again: when Rick Deckard, at one point in Androids, finds that a police station is
not the safe haven he had supposed it to be but one of the places from which a conspiracy
of murderous androids is being directed, he is, as it were, making much the same discovery
that a great many Americans were making at just about the time that the novel was
published.
That time also possesses a special relevance to the progressive commodification of
social life. As Jameson, basing his analysis on the pioneering economic work of Ernest
Mandel, explains:
[L]ate capitalism in general (and the [']60s in
particular) constitute a process in which the last surviving internal and external zones
of precapitalismthe last vestiges of noncommodified or traditional space within and outside the advanced
worldare now ultimately penetrated and colonized in their turn. Late capitalism can
therefore be described as the moment in which the last vestiges of Nature which survived
on into classical capitalism are at length eliminated: namely the third world and the
unconscious. The [']60s will then have been the momentous transformational period in which
this systemic restructuring takes place on a global scale.8
Of course, commodification is of its very nature a somewhat more difficult phenomenon
to date than the political regime of conspiracy; and it is certainly true that the process
by which captains of industry became "captains of consciousness"9
(and unconsciousness) can be traced back at least to the turn of the 20th century. But
Jameson is surely right to see the '60s as particularly crucial to the advent of a fully
reified post-modern society, a radically textualized society of commodified
signifiers.
One central index of the process is the penetration of the American mind by television.
Though the new medium had emerged as a major force in the 1950sin certain ways I
Love Lucy counts as the most completely national American experience to date,
even more so than the Second World War its presence in American life remained
somewhat tentative and vulnerable, as was shown by the damage which television as a whole
suffered from the quiz show scandals late in the decade (the scandals themselves registers
of an old-fashioned outrage at the decline of referentiality, at the non-correspondence of
commodified image with reality). The turning point came in 1963 with the TV coverage of
the Kennedy assassination aftermath. The nearly universal praise which Walter Cronkite and
his colleagues won for their evident grace under pressure provided the most solemn
ratification possible for television's role as the pre-eminent purveyor of truth to the US
publica role that has only been strengthened and consolidated ever since. A few
years after Kennedy's death, the Vietnam War, which he helped to start (but which he would
perhaps not have expanded as Johnson actually did), had become the world's first TV war,
the first war to be sponsored by commercials for cigarettes and underarm deodorants: no
more apposite an image of the thorough penetration of life (and death) by the commodity
structure is easily imaginable.
At the same time, however, there is another and complementary sense in which the '60s
also have a special importance for the history of commodification: it was the time that
mass awareness and criticism of commodification began. True enough, the commercialism of
the Eisenhower era had its prominent critics, such as Dwight MacDonald and Paul Goodman.
But their influence (joined with the more rigorously Marxist influence of Herbert Marcuse)
became really widespread only in the following decade, as '60s' radicalism insisted, from
the left, that universal suburbia was not to be identified with felicity. The Black
liberation and anti-war movements always had strong cultural emphases in addition to their
more straightforward political demands, while, towards the end of the decade, feminism and
environmentalism emerged as protests against the reification of the female body and of the
planet's natural resources, respectively. Even the Yippies, in their Dada way, contributed
something. Overall, if '60s' radicalism was weak in its general inability to forge durable
links with organized labor and its attendant temptations toward various forms of
philosophical idealism, the obverse of this weakness was its strong Great Refusal of the
fully commodified space that monopoly capital was imposing with greater thoroughness than
ever before. Though not widely celebrated at the time, Dick's work was of course very much
a part of this Refusal, and it is no accident that one of his first prominent supporters
from outside the SF ghetto was the journalist Paul Williams of Rolling Stoneoriginally
a '60s' journal of both cultural and political radicalism. Dick's representation of
commodification is somewhat more complex than his representation of the conspiratorial
regime, and I refer the reader again to my 1984 article mentioned above. Here I will only
linger a moment over one of the sharpest satiric details from Ubik, perhaps Dick's
most complex and profound meditation on the ubiquitous commodity structure. The
protagonist Joe Chip is attempting to leave his apartment:
The door
refused to open. It said, 'Five cents, please.'
He searched his pockets. No more coins; nothing. 'I'll pay you tomorrow,' he told the
door. Again he tried the knob. Again it remained locked tight. 'What I pay you,' he
informed it, 'is in the nature of a gratuity; I don't have to pay you.'
'I think otherwise,' the door said. 'Look in the purchase contract you signed when you
bought this conapt.'
In his desk drawer he found the contract; since signing it he had found it necessary to
refer to the document many times. Sure enough; payment to his door for opening and
shutting constituted a mandatory fee. Not a tip.
'You discover I'm right,' the door said. It sounded smug.
From the drawer beside the sink Joe Chip got a stainless steel knife; with it he began
systematically to unscrew the bolt assembly of his apt's money-gulping door.
'I'll sue you,' the door said as the first screw fell out.
Joe Chip said, 'I've never been sued by a door. But I guess I can live with it.' (Ubik
[NY: Doubleday, 1969], 3:22)
It is a quintessentially '60s' insight. It is one matter for things to be in the saddle
and ride mankind; it is a more advanced state of affairs when things insultingly and
litigiously charge mankind for the privilege.
If, as I have tried to indicate, Dick is a paradigmatic '60s' writer and one of the
great social critics of the era, it may not be immediately apparent why the 1980s should
be the time when his reputation is on the rise. The Age of Reagan, after all, is normally
considered the antithesis and repudiation of the '60s, and many writers of intense
celebrity then, such as Vonnegut or Norman Mailer, are somewhat in eclipse now. Why should
Dick's fame be benefiting?
In the first place, it is important not to overstate the degree to which the
oppositional values of the '60s have actually been defeated. The radicalism of the period
has never been occluded in the wayfor instancethat the radicalism of the 1930s
was occluded during the '50s. Reaganism has scored a few clear victories in its war on the
'60sthe currently prevailing attitude towards drugs is perhaps the most prominent
examplebut more often has been forced to accept uneasy co-existence with its enemy.
Certain commonplaces concerning racial and gender equality remain at least to some degree
hegemonic, as does a degree of concern for the natural environment unthinkable before the
'60s. Even Reagan's attempt to re-establish US military intervention in the Third World as
a respectable tool of foreign policy has had nothing like the success that might have been
predicted: especially when one considers the pre-'60s' history of the US in Central
America, it is an astonishing tribute to the long-term efficacy of the movement against
the Vietnam War that the most reactionary President of modern times, with a special hatred
for revolution south of the border, has nonetheless been unable to overthrow the
Sandinista government of Nicaragua.
So the '60s are still with us to a greater degree than is always appreciated. Yet this
statement is true not only of '60s' radicalism but also, and far more, of the processes of
conspiracy and commodification central to Dick's representations. In this regard, the '80s
are not the negation of the '60s but almost their apotheosis. So far as conspiracy is
concerned, one huge example may be cited. Neither Dealey Plaza nor Watergatenor
perhaps even the less spectacular but more consequential series of conspiracies detailed
in the Pentagon Papersis truly comparable to the Iran-Contra affair, which seems to
have been not a perversion or circumvention of constitutional government in the US but a
frontal assault on it. When the most militantly reactionary elements in the executive
branch of the national state conspire to invent foreign policy not only in secret and in
defiance of legal sanction but even in opposition to the more visible and regular elements
of the executive branch itself, then government by conspiracy has reached something of a
high point in US history. The sense of sinister farce so often important to Dickian
conspiracy is very much in evidence here, and one especially piquant story from Oliver
North's Congressional testimony sounds a good deal like a Dickian invention: I mean the
story of how the Director of the CIA, feeling intolerably inhibited by the minimal rules
of his own agency, decided to create a "mini-CIA" even more secret and less
accountable than its original. Conversely, Dick's stress on grand, grotesque, and
malevolent conspiracy is more relevant and "realistic" today than when his major
novels were actually written, and what may once have seemed to some unreasonably paranoid
now looks considerably more sober. To this extent, the upsurge of interest in Dick during
the '80s is reminiscent of a cartoon published by The New Yorker while the facts of
Watergate were rapidly becoming public: a man lying on a psychiatric couch wanly asks the
impassive shrink, "All that political paranoia you helped me get rid of,
Doctorwhat do I do now that it turns out I was right?"
With regard to commodification also, the '80s have proved Dick even more right than his
own era did. Doors may not yet impertinently demand money (though cash registers do), but
the increasing colonization of social life by the commodity structure has nonetheless
intensified. In the most visible realm of commodificationnamely, mass
cultureMarcusean one-dimensionality has increased as the commodified image becomes
more and more purely itself, so to speak, and attempts to discard all residual or emergent
scraps of negation or subversion: so that Michael Jackson succeeds Bob Dylan, Harrison
Ford succeeds Marlon Brando, and television shows like Cosby and Miami Vice take
the place of such shows as had their genesis in the '60s as All in the Family and M*A*S*H.
But the point here is not so much to make aesthetic judgments as to understand the
imperialism of the aesthetic category itself (in a Benjaminian sense), as society becomes
progressively post-modern. Again Iran-Contra is, I think, something of a cultural
benchmark. To compare the joint Senate-House hearings on the scandal in the summer of 1987
with the Ervin Committee hearings 14 years earlier is to appreciate how during the
Watergate era actual political issues were still to some extent being effectively
discussed, while the later hearings were much more "pure television." The
phenomenon named "Olliemania" (perhaps a more accurate designation than was
intended) is of course noteworthy in this regardbalding, pipe-smoking John
Poindexter made nothing of the same impact with almost precisely the same
ideologybut there is one moment in particular that I think deserves special
inscription in the history of the post-modern: the moment during the final day of North's
testimony, when his attorney, Brendan Sullivan, successfully interrupted and diverted
Chairman Inouye by maintaining that the telegrams received in response to his client's TV
performances rendered irrelevant the international legal precedent which the hapless
Hawaiian traditionalist was attempting to cite. In this context, the method of producing
leaders in The Simulacra seems less than wholly outlandish.
It seems to me, then, that it is Dick's understanding of the fundamental realities
of the 1960sconspiracies and commoditieswhich makes him all the more important
for the 1980s and which thus helps to account for the increasing interest which his work
inspires. That not allperhaps not even anyof the others involved in the
production of this issue necessarily share this perspective should go without saying. But
it is the perspective from which I myself think that each of the following essays makes a
notable contribution to Dick criticism. Roger Bozzetto lays considerable stress on the
conspiratorial element in Dick, and explores a matter more often mentioned than actually
analyzednamely, Dick's reputation in Francein order to engage some of the
fundamental issues of Dick's fiction. His work is usefully complemented by that of Daniel
Fondanèche, who, also writing from a French perspective and also concerned to account for
Dick's standing in France, sees Dick as a prophet of freedom with values attuned to those
of the May 1968 generation. John Huntington's approach, by contrast, is more strictly
formal, though not in a finally limiting way: he concentrates on Dick's use of a
van-Vogtian narrative device, but also argues that plot mechanics in Dick are deeply
related to the philosophic and critical aspect of his work. Eric Rabkin and Scott Durham
are both concerned to situate Dick with regard to economic reality, but their emphases are
somewhat different: Rabkin reads Dick as an essentially humanist critic of a dehumanizing
industrialism, while Durham engages recent anti-humanist work in the theory of the subject
in order to relate Dick to the specific movements of monopoly capital. George Slusser, in
the most extensive effort of the issue, makes a powerful Emersonian challenge to the
assumptions that have motivated much Dick criticism, my own included: the same article of
mine which undergirds my foregoing analysis of Dick's reputation is for Slusser an example
of how Marxist and psychoanalytic criticism of Dick has gone wrong, and he reads paranoia
in Dick far differently than I do. Slusser's case is sure to prove controversial,
especially in its crucial opposition of historicity to history; but, whether or not one
finds it ultimately persuasive, the case demands careful consideration. It is from a
standpoint much closer to my own that John Rieder contributes a careful, provocative
reading of what is also a key text for Slusser, High Castle; while his stress on
the metafictive in Dick recalls, in a different terminology, some of Huntington's
narrative concerns. Finally, in Emmanuel Jouanne's essay the locus is again France but
with a slant rather different from that of Bozzetto or Fondanèche; Jouanne's stress
(like J.N. Dumont's in a note on Gnosticism) is on Dick's late trilogyi.e., on the
decisively post-'60s' Dickand its relation to French SF in the 1980s.
These essays, then, produced on two continents, cover a great many Dick texts and are
written from a variety of viewpoints. It should be mentioned that the collective project
of Dick criticism to which they contribute had one of its founding moments in an earlier
number of this journalSFS No. 5 (March 1975)which was also especially devoted
to Dick. Perhaps the first critical treatment with true scope and rigor, that issue
included (along with other noteworthy material) Stanislaw Lem's now legendary "Philip
K. Dick: A Visionary Among Charlatans," groundbreaking analyses of Dr. Bloodmoney (by
Fredric Jameson) and Ubik (by Peter Fitting), an important overview by Darko Suvin,
and a contribution by Dick himself. I think it is fair to say that those involved in the
current issue have been anxiously aware, in good (Harold) Bloomian fashion, of the high
standard set by this precedent and crucial influence. On the other hand (and in some part
thanks to that predecessor), we do have the advantage of addressing an audience more
conversant with Dick's SF and better prepared to give it serious attention. We hope that
the present essays will make the same kind of contribution to future studies of Dick.
NOTES
1. I especially have in mind SFS No. 5, which I discuss in my concluding paragraph.
2. For an excellent discussion of this matter, see Peter Fitting's "Futurecop: The
Neutralization of Revolt in Blade Runner," SFS, 14 (1987):340-54.
3. Jameson, "Futurist Visions that Tell us About Right Now," In These
Times, 6:23 (May 5-11, 1982):17.
4. This crucial term from Weberian sociology has no real English equivalent, though the
ugly coinage "routinization" is close. For Weber, it refers to the process by
which the personal authority of the charismatic individual is translated into the mundane,
legitimate authority of the established institution.
5. Examples include Jan Kott's Shakespeare Our Contemporary (London, 1965) and,
more recently, Terry Eagleton's Shakespeare (Oxford, 1986).
6. I am referring to my "Towards a Theory of Paranoia: The Science Fiction of
Philip K. Dick," SFS, 11 (1984):15-24.
7. My primary authority for the chronology of Dick's work is the bibliographic appendix
in Paul Williams's Only Apparently Real: The World of Philip K. Dick (NY, 1986). I
am also indebted to Daniel J.H. Levack's PKD: A Philip K. Dick Bibliography (San
Francisco, 1981), a much more detailed effort than that by Williams but less up-to-date
and evidently produced without access to certain crucial sources available to Williams.
8. Jameson, "Periodizing the 60s," in The Sixties without Apology, ed.
Sohnya Sayres et al. (Minneapolis, 1984), p. 207.
9. The allusion is to Stuart Ewen's Captains of Consciousness: Advertising and the
Social Roots of the Consumer Culture (NY, 1976).
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