#7 = Volume 2, Part 3 = November 1975
Ian Watson
The Forest as Metaphor for Mind: "The Word for
World is Forest" and "Vaster Than Empires and More Slow"
In the Afterword to "The Word for World is Forest" (WWF) Le Guin
remarks that writing this story was "like taking dictation from a boss with
ulcers. What I wanted to write about was the forest and the dream; that is, I
wanted to describe a certain ecology from within, and to play with some of
Hadfield's and Dement's ideas about the function of dreaming-sleep and the uses
of dream. But the boss wanted to talk about the destruction of ecological
balance and the rejection of emotional balance." The story accordingly
describes the conflict between the forest-dwelling natives of the planet Athshe—who
possess a sane and balanced, if (to a prejudiced eye) "primitive,"
social order—and the Terran colonists who exploit and brutalize them and their
world.
The Terrans, having already reduced Earth to a poisoned wasteland, regard the
forests of Athshe purely as a source of lumber, and the native Athsheans as a
pool of slave labour. The Bureau of Colonial Administration on Earth may issue
benevolent guidelines, and a hilfer (high intelligence life form specialist)
such as Raj Lyubov be genuinely concerned with native welfare, woodlands and
wildlife; but, till the coming of the ansible instantaneous transmitter, there
is no means of investigating complaints or introducing reforms within less than
half a century. Thus the tone is set by the Terran military on Athshe,
represented at its most paranoid and oppressive by Colonel Davidson. "They
bring defoliation and they call it peace," to amend Tacitus.1
The analogy between Terran conduct on Athshe and the American intervention in
Vietnam is explicit, ironically underlined by the provenance of Earth's Colonel
Dongh—and a considerable relief from other reflections of America's war
experiences in SF, which, albeit the moral is one of futility and savagery,
nevertheless frequently intoxicate the reader with the gung-ho mood of combat and
the lavishly presented technology per se (as in Joe Haldeman's widely
admired set of stories, collected as The Forever War).2 At the
same time, the obvious Vietnam analogy should not blind one to other relevant
contemporary analogies—the genocide of the Guyaki Indians of Paraguay, or the
genocide and deforestation along the Trans-Amazon Highway in Brazil, or even the
general destruction of rain-forest habitats from Indonesia to Costa Rica. Le
Guin's story is multi-applicable—and multi-faceted.
The political facet aside, WWF is a vivid presentation of the dynamics of a
sane society which lives in harmony with its natural environment becaue its
members are themselves in psychological equilibrium. The Athsheans practice
conscious dream control,3 and having thereby free access to their own
subconscious processes, do not suffer from the divorce that Terrans exemplify
between subconscious urges and conscious rationalizations. To the Athsheans, the
Terrans—deprived of this dream knowledge—seem to be an insane people, their
closest approach to self-knowledge being the undisciplined confusion brought on
by the hallucinogens they entertain themselves with obsessively (the "drug
problem" faced by American forces in Vietnam is here savagely presented as
the military norm).4
The Athsheans' proficiency in the dream life is directly imaged by their
physical residence in the dark tangled forests of the planet: these latter
function metaphorically as a kind of external collective unconscious. The
Terrans, whose unconscious is an impenetrable jungle in which they are far from
being at home, react to the Athshean forest with confusion, fear and dislike.
Deforestation is their technological response to the mysteries of the wood.
Indeed, one might fairly argue that the metaphorical significance of the Terran
deforestation is primary and the economic or factual significance quite
secondary:
men were here now to end the darkness, and turn the tree-jumble into
clean sawn planks, more prized on Earth than gold. Literally, because gold
could be got from seawater and from under the Antarctic ice, but wood could
not; wood came only from trees. And it was a really necessary luxury on
Earth. (§1)
The paradox of "necessary luxury" neatly encapsulates the confused
thinking of the Terrans, and goes some way towards explaining the essential
implausibility of hauling loads of wood over a distance of 27 light years; but
on balance, just as the metaphorical sense precedes the economic in this
passage, so it does in the story as a whole, intensely verisimilar though the
story is in presentation.
The metaphorical structure operates on a primary opposition of light and
darkness: the arid light outside the forests, where the aggressive and
exploitative Terrans feel falsely safe, and the shiftingly many-coloured
darkness within, where the integral Athsheans wake and dream. The forest paths
are "devious as nerves" (§2)—a neural simile which supports the
impression that the forest itself is conscious; that it represents the
subconscious mind, the dark side of awareness. Being tangled and dark, no
superficial reconnaissance of it is possible—no fast overflight surveys
beloved of Herman Kahn's "flying think tanks" (Kahn's thermonuclear
catechism is rehearsed by the rabid Colonel Davidson, reflecting "by God
sometimes you have to be able to think about the unthinkable" [§7]).
"Nothing was pure, dry, arid, plain. Revelation was lacking. There was no
seeing everything at once, no certainty" (§2). Lyubov, initially oppressed
by the world-forest with its impenetrability and "total vegetable
indifference to the presence of mind" (§5), eventually comes to terms with
the forest (and its implications), and reflects that, whereas the name
"terra" designates the soil of his own world, "to the Athsheans
soil, ground, earth was not that to which the dead return and by which the
living live: the substance of their world was not earth, but forest. Terran man
was clay, red dust. Athshean man was branch and root" (§5). The Athshean
word for "dream," indeed, is the same as the word for
"root."
Out of the original impetus to write about forest and dream, then, has come a
world-forest that—while nonsentient itself—nevertheless functions
metaphorically as mind: as the collective unconscious mind of the Athsheans.
However, the story (at "the boss's" behests) is oriented politically
and ecologically; hence it must be primarily verisimilar rather than
metaphorical. Consequently there is a surplus of energy and idea, attached to
the central image of a forest consciousness, which cannot find a full outlet
here. At the same time, WWF is exploring an alternative state of consciousness,
in the conscious dream; yet this is not a paranormal state of mind—something
which Le Guin has treated extensively in her previous Hainish-cycle works. The
"Forest mind" theme, controlled and tempered to politics and ecology
in WWF, finds its independent outlet only within a paranormal context, in
another long story of this period, "Vaster Than Empires and More Slow"
(VTE). The two stories are closely linked thematically—the latter involving a
general inversion of the situation of the former. If, as I suggest in SFS #5, Le
Guin's 1971 novel The Lathe of Heaven represents a discharge of
paranormal elements built into the framework of the Hainish cycle, then, outside
of that cycle, VTE represents a parallel working-out of a conflict between
verisimilitude and metaphor in WWF. VTE uses the paranormal element from the
Hainish cycle as a way of validating a forest-mind which is a verisimilar
actuality rather than a metaphor.
Whilst Earthmen in general are regarded as insane by the Athsheans, the
Extreme Survey team of the second story are of unsound mind by the standards of
Earth—and Hain, and any other world. Only people who are radically alienated
from society would volunteer for a trip lasting five hundred years, objective
time.5 The most alienated of them, Osden, is paradoxically an empath.
He possesses the paranormal skill "to pick up emotion or sentience from
anything that felt." Unfortunately, the feelings of his fellows only serve
to disgust him. Le Guin adds that properly speaking this faculty could be
categorised as a "wide-range bioempathic receptivity"—which seems to
be a way of suggesting that this is not in fact a paranormal skill, comparable
to telepathy, since all human beings possess a certain degree of what can only
be termed, "bioempathic receptivity" in relation to kinesic body-signals
and pheromone scent-signals (even though most of the time they are unaware of
this consciously). However, the fact that a teachable technique for telepathy
exists (on Rocannon's World, otherwise Fomalhaut II—locale of Le Guin's first
Hainish novel) is deliberately introduced into the story at this point, to rout
the skeptic voice that would separate empathy off from telepathy. As the events
of the novel Rocannon's World are supposed to take place some 300 years
after the events of this story, the paranormal comparison is conceivably more
important than strict adherence to chronology. But in any case, sharing
"lust with a white rat, pain with a squashed cockroach and phototropy with
a moth" is hardly classifiable as a natural talent. Clearly this represents
a qualitative leap into the beyond of the paranormal—a movement away from a
mere extension of everyday (if rarely noted) experience, to a radically
different level of perception.
The psychological disconnectedness of the VTE survey team contrasts sharply
with the total connectedness of the vegetation on World 4470. There is nothing
but vegetation on this world—tree, creeper, grass; but no bird or beast,
nothing that moves. The interconnected roots amid creepers function as slow
neural pathways binding the whole complex of forest and prairie into a slow
vegetable consciousness, whose awareness is a function of this connectedness.
It is aware; yet not intelligent. Slowly realizing the presence of rootless,
mobile intruders in its midst, the vegetable mind reacts with an anxiety that
grows to terror in the minds of the survey team as they sense it, and which is
only absorbed and transcended by the empath Osden. His only psychological
defence against the flood of feelings from others, that threaten to swamp his
own personality, is to reject these others, and then masochistically thrive on
his own rejection by others which this provokes. Thus rejection becomes his
salvation.
One might clearly relate Le Guin's use of the forest as metaphor for a mental
state to Henry James' use of a similar image in his story "The Beast in the
Jungle."6 Not only does a lurking "psychic beast" lie
in wait for James' protagonist John Marcher, to be sensed also by Le Guin's
Porlock as "something moving with purpose, trying to attack him from
behind." Not only does John Marcher's response, of hurling himself
violently face-down in his hallucination, as though he has been physically leapt
upon, pre-echo what happens to Le Guin's Osden. But even the very nature of
Marcher's beast—which represents a lifelong atrophy of affect, of emotional
cathexis with other people and the outside world—parallels Osden's autism.
At the same time, one can find in previous SF several "forest-minds"
and vegetable intelligences. Perhaps the most lucid and insightful are Olaf
Stapledon's Plant Men in Star Maker (1937; §7:3). Stapledon's
"vegetable humanities" are specifically associated with the mystical,
and even the redemptory. ("Till sunset he slept, not in a dreamless sleep,
but in a sort of trance, the meditative and mystical quality of which was to
prove in future ages a well of peace for many worlds.") Stapledon is here
closest to Le Guin in mood of the various arboriculturists of SF—and it is
Stapledon, that mystical atheist, who remains the writer best able to articulate
the sense of cosmic mystery as well as to indicate the nature of possible higher-order
intelligences, or superminds, without failing into either naive bravura, or will
to power. Van Vogt, who, with his assorted slans, silkies, nexialists, etc. can
be relied on for an operatic, mystificatory demonstration of the will to power,
has described in his short story "Process"7 a forest-mind
that is slow-thinking, yet fast-growing, a ravening leviathan of hostility, yet
slothful and stupid, a forest replete with contradictions which visiting
spacemen (who remain invisible) insert their impervious ship into, from time
immemorial, to steal some riches (in the form of uranium) and fly away. This
story, by contrast with Le Guin, is unconscious metaphor. The tangled,
fearsome, stupid forest "reads" quite blatantly as the hidden,
unconscious area of the mind, into which the masterful creative consciousness
plunges—well-armoured—to extract necessary wealth; and the story remains an
absorbing one, for all its contradictions, precisely because it is about the
process of creation, and at the same time about Van Vogt's own willful refusal
to be analytically aware of this. The story is about the betrayal of full
consciousness.
Van Vogt's short story "The Harmonizer" a describes a supertree
which angrily manufactures a stupefying perfume whenever its "sensitive
colloids" catch "the blasts of palpable lust" radiated by any
killer—whether carnivorous animal, or hate-drunk soldier. Such trees,
deposited on Earth by a space-wreck, are responsible for the disappearance of
the dinosaurs. Latterly, their one survivor, re-emerging after 80 million years,
halts World War III, introducing a malign, brainwashing pseudo-pacifism. This
time, the tree is overtly associated with the militant spread of a form of
consciousness. A similar manipulatory—though paranormal—situation occurs in
Kris Neville's short story "The Forest of Zil,"9 where a
world-forest responds to Terran intrusion by retrospectively cancelling the time-line
of Homo Sapiens, sending a creeping ontological amnesia back along the time
axis. Manipulatory, too, is the symbiotic diamond wood forest in James H.
Schmitz's short story "Balanced Ecology."10 It too
encapsulates both violence and somnolence—twin associations which link these
four stories, suggesting that the subconscious, the time of sleep, is indeed
underlying these various tree-minds in one form or another, and that the time of
sleep, furthermore—when dreams take place—is feared as a time of ignorance
and violence. This can certainly not be said of Stapledon's treatment of the
theme—nor of Le Guin's.
Theme and image, event and illusion, bind Le Guin's two forest-mind stories
together. The title of "Vaster Than Empires and More Slow" is but one
of a series of references to the work of Andrew Marvell, especially his poem
"To His Coy Mistress": "My vegetable love should grow/Vaster than
empires, and more slow." Another allusion to this same poem occurs at the
end of the story ("Had we but world enough and time...") while another
familiar line from the poem presides over Lyubov's headache in WWF: "...ow,
ow, ow, above the right ear I always hear Time's winged chariot hurrying near,
for the Athsheans had burned Smith Camp..." (§3). Again, in VTE, Osen's
reflecting that the vegetation of World 4470 is "one big green
thought" echoes the famous "a green thought in a green shade"
from Marvell's poem "The Garden."
The second story also picks up the military argot of WWF where Colonel
Davidson is obsessed with the idea of people going "spla"—crazy. Osden uses the word more than once of the effect the forest is producing; while
the comment that "the chitinous rigidity of military discipline was quite
inapplicable to these teams of Mad Scientists" recalls the behavior of the
Terran military on Athshe, at the same time as it turns it upside-down.
The hallucinatory quality of Athshe—a world "that made you day-dream"
(§1)—recurs in the "Hypnotic quality" of the woods of VTE World
4470, where imagery binding root and dream is reinforced. The woods are dark,
connected; nightmare passes through the roots as the visitors are sensed; the
visitors themselves relapse increasingly into sleep, to dream dreams that are
"pathless" and "dark-branching." When awake, the visitors
are still scared "blind." The path leading Osden to his self-sacrifice
commences with a fall in the forest that injures his face, and lets his blood
mingle with the root-nerves. Thereafter his countenance is "flayed" by
scars that parallel the injured face of Selver the Athshean, beaten up by
Colonel Davidson. But Selver, the flayed one, becomes thereby a "God"
in Athshean terms—dreamer of a powerful new collective dream. Osden, too,
through psychic identification with the "immortal mindless" forest—an
idiot God absorbed in its own Nirvana beyond Maya, the changes of the world—transcends
the human level, and at the same time becomes a "colonist" of World
4470. This word, the very last of the story, would seem an odd choice indeed for
Osden's fate as castaway did it not reflect back to the Terran ambition to
colonize Athshe—which the Terrans signally fail to achieve, precisely because
of their disconnectedness. Osden succeeds where they failed; but only in a
mystic apotheosis achieved by a paranormal "wild talent"—a fictive
dimension ruled out of court by the politically conscious, this-worldly
"boss" of WWF, and henceforth to be purged from the Hainish universe
of Le Guin.
However, it is apparent from this story that there is an authentic
"mystical" strain in Le Guin—an authentic strain, as opposed to the
various gimmick-ridden mystifications that frequently pass for mysticism in our
times, from the conjuring tricks of Uri Geller or the "grokking" of
Charles Manson, via the musico-hagiology of the pop Orient, to the opening of
the third eye of confused Western disciples by cult gurus. Whether this
authentic mystical strain is necessarily radically at odds with the socio-political
strain, as metaphor may be at odds with verisimilitude, is another matter. It
might be truer to say that this mystic element has hitherto been falsely
expressed through the traditional paranormal gimmickry of SF and that it is here
in the process of breaking free (though it is not yet free). Just as The
Lathe of Heaven is discharging the tension generated by use of the
paranormal in the Hainish cycle, so VTE, structurally attached as it is to the
politically "correct" partner story presided over by the
"boss," may be seen now as an attempt to discover a permissible locale
for the mystical—stripped, as it were, of a phoney mysticism of supermen and
superminds. Hence the caginess as to whether Osden's empathy is paranormal or
not; hence the need to remark on this and draw the problem to our attention.
The story opens (in the original version at least)11 with a
meditation on the nature of eternity as experienced during NAFAL time-distortion
starflight, which is directly compared to the time, outside time, of dreams:
"The mystic is a rare bird, and the nearest most people get to God in
paradoxical time is...prayer for release," comments Le Guin, coining a
phrase clearly suggested by the "paradoxical sleep" of the dream
researchers.12 The story ends with a return to this same keynote
mood. Osden is absorbed into the eternity, the no-time sought by those rare
birds, the mystics:
He had taken the fear into himself, and accepting had transcended it. He
had given up his self to the alien, an unreserved surrender, that left no
place for evil. He had learned the love of the Other, and thereby had been
given his whole self. But this is not the vocabulary of reason.
The final sentence is revealing. Le Guin has inverted the main values of WWF
to give suppressed material a verisimilar outlet. She has swung as far away as
possible from the military domain into the realm of the "speshes"
(specialists). Dream has become nightmare, and sleep a form of catatonic
withdrawal from reality. She has made her visitors to the stars overtly mad. She
has created an alien life-form—as opposed to the various humanoids of Hainish
descent, that have been her theme hitherto.13 She has pushed beyond
the limits of Hainish expansion to describe a world that has nothing to do with
Hain. Forest as metaphor of mind has here been translated into narrative
reality. The grudging military surrender of the Terrans on Athshe has become the
"unreserved" spiritual surrender of Osden, who thus becomes the only
true colonist: not so much of World 4470—for how can one man colonize a world?
—as of the Beyond, of the dream time (pace Raj Lyubov's shade stalking
Selver's dreams). Yet, in the end, this transcendent territory is unchartable by
rational discourse. Stripped to the bare minimum of the paranormal trappings
that do duty for it elsewhere (however successfully—one thinks of Genly Ai's
encounter with Foretelling in The Left Hand of Darkness, §5), it is
inarticulable. Or rather, to draw a distinction that Wittgenstein draws, it may
be shown forth, but not stated. The ending of VTE recalls the terminal aphorism
of the Tractatus: "What we cannot speak about we must pass over in
silence."14 The essentially silent world-forest of VTE shows
forth, yet cannot state, the para-rational elements implied by WWF though
sternly suppressed in that story.
It might seem, then, that whilst the mystic area of experience may be an
authentic area, there is nothing profound one can say about it. Least of all
should one attempt to do so by invoking the paraphernalia of the paranormal from
the lumber-room of SF, for this only alienates one from the physical—and from
the social—universe.15 Yet the sense of insight into the infinite
is not thereby necessarily lost. It returns, in The Dispossessed, with
Shevek's creation of a General Theory of Time—within a context of positive
social, political and emotional practice. It returns, having been chastened by
the "boss" of WWF, and then by contrast—in the partner story VTE—allowed
free rein to test out the mystic Pascalian silences where the vocabulary of
reason becomes void. To the world-forests of these two stories, both metaphors
for mind—one overt, one covert—corresponds Shevek's Theory: which is, within
the verisimilar setting of the book, also metaphorical to a large extent.
Yet, whereas the forest-mind is presented as something concrete that lies in
wait out there for us, Shevek's Theory arises only out of the complex dialectic
of his own life as scientist and utopian. As he discovers his own unity, so his
theory becomes possible; and only so. This is the vocabulary of reason—which
turns out to have far greater scope and depth than that other vocabulary, of
unreason, or parareason. But it is a vocabulary of a subversive reason,
which has therefore had first to pass through the false, non-reasonable and by
themselves non-cognitive expressions of parareason. The two forest minds of WWF
and VTE are—beyond their intrinsic interest as bases for two shrewd and
powerful stories—necessary stages in a development from ur-SF to the mystico-political
theory of time and society in The Dispossessed.
NOTES
1. The pithy apothegm of Tacitus (Agricola §30)—"They make
desolation and they call it peace" ("ubi solitudinem faciunt, pacem
appellant")—is worked into the texture of the story "Vaster Than
Empires and More Slow," in ironic reference to the alienation of the
characters: "They were misfits among men, and what they saw there was not
desolation, but peace."
2. Joe W. Haldeman, The Forever War (1975). Appearing originally as
separate stories in Analog, the episodes drew such acclaim as "a
fine and realistic look at the Future...reveals the keen eye of a complete
science fiction author who looks at the future as a different place with
different configurations" (from the editorial epigraph to "We are Very
Happy," anthologized in Best SF 73, ed. H. Harrison & Brian W.
Aldiss [1974]).
3. For a discussion of conscious dreaming, see the present writer in SFS
2(1975):75. In addition to the Senoi dreamers of Malaya discussed there,
comparison might also be made with the Iroquois who attached an overriding
importance to dreams, dream interpretation and dream fulfillment, and indeed
practiced a form of psychoanalysis—though the practical consequences were not
always as benign and pacific as those of Senoi dream analysis. See A.F.C.
Wallace, "Dreams and the Wishes of the Soul: A Type of Psychoanalytic
Theory among the Seventeenth Century Iroquois," American Anthropologist
60(1958):234-48.
4. The "drug crisis" in the US forces in Vietnam was qualitatively
different from the alcoholic intoxication characteristic of conquering armies,
insofar as (1) the use of drugs was associated with the ethos of a newsworthy
sector of the antiwar protest movement, in a radically different sense from
drunkenness being the perennial common soldier's protest at authority; (2) the
feedback of drugs (heroin not hallucinogens) and drug addicts to the mother
country was one factor, albeit a minor one, in eroding the national will to
continue fighting; and (3) drug addiction within the American army eroded
military discipline and efficiency in a way that alcoholic indulgence could not
possibly have done.
5. The story, in the New Dimensions version, is dated "during the
earliest decade of the League," but also "Before the invention of the
instantaneous transmitter," which is inconsistent (cf. the table in SF
2[1975]:74); however, this is reconciled in the version in The Wind's Twelve
Quarters (1975).
6. In Henry James, The Better Sort (1903).
7. Collected in The Far-Out Worlds of A.E. Van Vogt (1968).
8. Collected in A.E. Van Vogt, Away and Beyond (1963).
9. In H. Harrison & Brian Aldiss, The Year's Best Science Fiction No.
1 (1968).
10. In Anthony Cheetham, Bug-Eye Monsters (1974).
11. The version included in The Wind's Twelve Quarters omits the first
4 paragraphs, i.e. all mention of mystics and paradoxical time.
12. Cf SFS 2(1975):70, 75 n. 9.
13. At the same time, in The Lathe of Heaven (1971) Le Guin was
experimenting with "dream-time" aliens from Aldebaran as a verisimilar
mediator for mystical/pararational experience. A curious coincidence of names
links Lathe to WWF, also: the central character of Lathe, George
Orr—the dreamer of alternatives, as his name bespeaks—and Mr. Or, the Cetian
emissary in WWF share names, if not roles or personalities. It is interesting,
too, to note that the military of WWF are deliberately contrasted with the
"Mad Scientists" of VTE—while the archetypal Mad Scientist erupts in
Lathe in the figure of Dr. Haber, associated with irrational solutions to
the world's woes.
14. Ludwig Wittgenstein, Tractatus Logico-Philosophicus, new transl.
by D.F. Pears & B.F. McGuinness (London: Routledge & Kegan Paul, 1961),
prop. 7.
15. SFS 2 (1975):73 n. 3, for further discussion.
ABSTRACT
Out of an original impulse to write about forest and
dream, Le Guin imagines in "The Word for World is Forest" (WWF) a world-forest
that—while non-sentient itself—nevertheless functions metaphorically as mind, as
the collective unconscious mind of the Athsheans. The story, however, is also oriented
politically and ecologically: there is a surplus of energy and idea attached to the
central image of a forest-consciousness that does not find a full outlet. The
"forest-mind" theme, controlled and tempered by politics and ecology in WWF,
finds its independent outlet only within a paranormal context in another long story of
this period, "Vaster than Empires and More Slow" (VTE). The two stories are
closely linked thematically—the latter involving a general inversion of the plot of
the former. If Le Guins The Lathe of Heaven represents a discharge of
paranormal elements built into the framework of the Hainish cycle, then, outside that
cycle, VTE represents a parallel working out of a conflict between verisimilitude and
metaphor in WWF. The world-forests of these two stories, both metaphors for mind,
correspond to Sheveks General Theory of Time in The Dispossessed. Yet whereas
the forest-mind is presented as something concrete that lies in wait out there for us,
Sheveks theory arises out the complex dialectic of his own life as scientist and
utopian. As he discovers his own unity, his theory becomes possible. This is the
vocabulary of reason, which Le Guins fiction shows to have a far greater scope than
that other vocabulary of unreason or parareason. In the case of The Dispossessed,
Le Guin uses a vocabulary of subversive reason, which has had to pass through the false,
non-reasonable, non-cognitive expressions of parareason. The two forest-minds of WWF and
VTE are, then, beyond their intrinsic interest, necessary stages in a development from SF
to the mystico-political theory of time and society in The Dispossessed.
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